Senior Compliance Manager

London, UK
Full-time

Company Description

Octopus 

Octopus is a group of innovative, entrepreneurial businesses investing in the people, ideas and industries that will help to change the world. We are experts in financial services and energy, and we’re also a certified B Corp, meaning we care as much about the impact of our investments as the returns they generate. Today we manage more than £12.6* billion on behalf of retail and institutional investors. Our energy supply business is one of the fastest growing companies in the UK, reaching 3.1 million customers in just five years, and is the only supplier to be recommended by Which? four years in a row. 

Octopus Energy, Octopus Giving, Octopus Moneycoach, Octopus Investments, Octopus Renewables, Octopus Real Estate, Octopus Ventures, Octopus Wealth and Seccl Technology are all part of Octopus Group. Visit octopusgroup.com. 

*Funds Under Management data includes undrawn commitments, funds under advisory mandates, funds monitored and the Octopus Cash service as of 31st December 2021 

Job Description

About the Role

As an investment manager, Octopus Investments operates in both retail and institutional markets, across a wide range of asset classes. We’re looking for a compliance advisory specialist to join the compliance team at Octopus Investments, which supports a range of investment teams and their supporting functions, as well as Octopus’ Alternative Investment Fund Manager (AIFM).

Key responsibilities:

  • Provide timely and accurate compliance advice to support the business’ growth objectives and protect our existing business
  • Help to develop and maintain all necessary compliance policies and procedures
  • Actively contribute to compliance advisory work of the team which covers all investment teams (such as venture capital, infrastructure, and real estate) and their supporting functions (back office operations, people/HR, finance, marketing etc).
  • Contribute to monitoring regulatory developments and assist the business in implementation of regulatory changes as required
  • Proactively build and maintain your knowledge of regulatory requirements as applicable to Octopus Investments
  • Share your knowledge and provide constructive feedback on the way we do things currently, helping the business and the compliance team to manage Octopus’ compliance risk

Qualifications

  • 2-5 yrs Investment Management Advisory Compliance Experience
  • A keen interest in FCA regulatory developments, proactive in keeping knowledge up to date
  • Good knowledge of at least two of the following:
  • Investment management services (e.g. discretionary managed portfolios, funds, UCITS etc)
  • MIFID, including all COBS requirements
  • Product Governance Requirements
  • Financial Promotions requirements
  • AIFMD
  • Compliance support to quoted equity investment managers

Additional Information

Our Values 

At Octopus we don't just focus on what we do but also how we do it. Everyone shares our values of being straightforward, helpful and bold. And while these are the principles that guide us as an organisation. 

What we offer

💰  A competitive salary, bonus, pension and share incentive plan
✈️ Take what you need holiday
🏡 Flexible working 
⚓ Anchor (our wellness hub) which includes Headspace, one to one coaching through Sanctus, Parent Cloud, Digital GP, Shout & more
👪 Enhanced family leave policies
❤️ Life insurance, critical illness cover and income protection
🏥 Private medical insurance for you and your family
🚗 Electric vehicle leasing
🌍 The option to work overseas up to a month per year